Where we can accept business

The rules that apply everywhere

1. 01

   The firms do not accept clients from a country where doing so would breach that country’s law, and a partner may not market to one.

2. 02

   A partner is responsible for their own regulatory position in the market they work in. If introducing clients is a licensed activity where you are, you hold the licence.

3. 03

   Contracts for difference are restricted in a number of markets. Where they are, the restriction governs how the product may be marketed and to whom, and it applies to a partner’s marketing as much as to the firm’s.

4. 04

   A client who approaches the firm on their own initiative is not the same as a client who was marketed to. A partner who blurs the two creates a problem for both of us, and is rejected.

Accepted jurisdictions